Potomac Analytics' Logo

FINRA Awards for Robert Moses

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 21-23 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0216712/13/2018Claimant(s): Raymond Lucia
Claimant Lawyers(s): Robert Moses
Respondent(s): Lucia Securities, Llc
Respondent Lawyers(s): Viktoria Palermo CCO
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
18-0183411/30/2018Claimant(s): Michael Clark
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
97-0444312/17/2007Claimant(s): Hovsep Melik-Hovsepian, Yoland Melik-Hovsepian
Claimant Lawyers(s): Hovsep Melik-Hovsepian
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Robert Moses
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
Checkmark Icon$0

23 Results

Display: