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FINRA Awards for Louis H. Miron

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Displaying 11-20 out of 75 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0314104/06/2021Claimant(s): Justin Yoon
Claimant Lawyers(s): Mitra E. Niknam
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Mitra E. Niknam
Arbitrator(s): Louis H Miron
Hearing Site: Jersey City, NJ
20-0322103/18/2021Claimant(s): Angus Miller
Claimant Lawyers(s): Sarah Yates
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Louis H Miron
Hearing Site: Jersey City, NJ
20-0240803/11/2021Claimant(s): GEORGE EWINS, RICHARD KOWALSKI
Claimant Lawyers(s): Robert J. Moses
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): Louis H Miron
Hearing Site: Montpelier, VT
20-0204003/05/2021Claimant(s): Daryl Hersch, Jeffrey Gordon
Claimant Lawyers(s): Ronald Shindler
Respondent(s): Celadon Financial Group LLC
Respondent Lawyers(s): Paul M. Waldman
Arbitrator(s): Louis H Miron
Hearing Site: Jersey City, NJ
20-0288302/26/2021Claimant(s): Lauren Frahn
Claimant Lawyers(s): Jennifer Woods-Burke
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Mitra E. Niknam
Arbitrator(s): Louis H Miron
Hearing Site: Jersey City, NJ
20-0043011/06/2020Claimant(s): Pamela Pratico
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Louis Olave, Questar Capital Corporation
Respondent Lawyers(s): Christopher T. Roach, Mark S. Enslin
Arbitrator(s): Louis H Miron
Hearing Site: Montpelier, VT
Checkmark Icon$24,299
20-0113309/25/2020Claimant(s): Bruce Linger
Claimant Lawyers(s): Paula D. Shaffner
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Louis H Miron
Hearing Site: Newark, NJ
20-0042309/23/2020Claimant(s): Sylvester Knox
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Union Brokerage Services.
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Louis H Miron
Hearing Site: Newark, NJ
20-0062309/18/2020Claimant(s): John Wallace
Claimant Lawyers(s): Mitra Niknam
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Mitra E. Niknam
Arbitrator(s): Louis H Miron
Hearing Site: Newark, NJ
19-0373108/04/2020Claimant(s): Abbas Elcheikhali
Claimant Lawyers(s): Stephen M. Sammarro
Respondent(s): SogoTrade.
Respondent Lawyers(s): Robert J. Benbenek
Arbitrator(s): Louis H Miron
Hearing Site: Newark, NJ
Checkmark Icon$51,890

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