FINRA Awards for William A. Hohauser

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Displaying 31-35 out of 35 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
06-05080	08/21/2008	Claimant(s): Voilet Wall, Violet M. Wall Trust Claimant Lawyers(s): G. Mark Brewer Respondent(s): Citigroup Global Markets., Robert Leverte Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Elliott David Finkel, Gerald C. Tambe, Harris J. Howard Hearing Site: Los Angeles, CA		$0
05-05553	06/09/2008	Claimant(s): William C. and Jeneanne C. Hyatt Claimant Lawyers(s): Bruce D. Oakes Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Rosemarie L. Bryan, David T. Maddux, Ronelle W. Genser Hearing Site: Atlanta, GA		$30,695
05-05902	02/08/2008	Claimant(s): Larry Parker Claimant Lawyers(s): Thomas M. Haskins Respondent(s): Citigroup Global Markets., A.G. Edwards & Sons. Respondent Lawyers(s): James C. Browning, William A. Hohauser Arbitrator(s): Dennis Dowd, Gerhard L. Schopen, Suanne M. Parro Hearing Site: Denver, CO		$0
07-01121	12/04/2007	Claimant(s): National Securities Corporation Claimant Lawyers(s): Michael S. Colombo Respondent(s): Jeffrey Leo Respondent Lawyers(s): Jeffrey Christian Leo Arbitrator(s): William A. Hohauser Hearing Site: New York, NY
06-02362	09/05/2007	Claimant(s): Ruth Barden-Whitlow Claimant Lawyers(s): Gregory S. Larsen Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Gordon F. Linke, Henry G. Plaster, Marvin P. Pastel Hearing Site: Norfolk, VA		$42,000