| 20-01009 | 12/22/2021 | Claimant(s): Cooperativa De Ahorro Y Credito Jayuya
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Richard James Igou, Hiram Lee Tanner, Hector R Lopez-Garcia
Hearing Site: San Juan, PR
|  | Expungement |
| 21-01247 | 12/21/2021 | Claimant(s): Angel Canabal
Claimant Lawyers(s): Russell Del Toro Parra
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 16-01033 | 12/17/2021 | Claimant(s): Oriental Financial Services Corp.
Claimant Lawyers(s): Pedro Hernandez-Freire
Respondent(s): Jose Ortiz
Respondent Lawyers(s): Enrique J. Mendoza Sanchez
Arbitrator(s): Seth L. Finkel
Hearing Site: San Juan, PR
| | |
| 19-01158 | 12/15/2021 | Claimant(s): Victor Alvarez-Mauras
Claimant Lawyers(s): Paul M. Vilaro-Nelms
Respondent(s): Alexander Garcia, Wanda Melendez-Santos, Conjugal Partnership Garcia-Melendez
Respondent Lawyers(s): Sara L. Velez-Santiago
Arbitrator(s): Nancy J. Cliff, Antonio Luis Bisbal-Bultron, Wanda L Esteras
Hearing Site: San Juan, PR
| | $0 |
| 21-01429 | 12/13/2021 | Claimant(s): Carlos Pou
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 20-04220 | 12/13/2021 | Claimant(s): Jorge Guerrero, Maria Espada
Claimant Lawyers(s): Luis E. Minana
Respondent(s): Popular Securities.
Respondent Lawyers(s): Maria T. Alvarez-Santos
Arbitrator(s): Robert G. Falbisaner, Jaime Rosario, Wanda L Esteras
Hearing Site: San Juan, PR
| | Dismissed by Rule 12206 |
| 21-01386 | 12/10/2021 | Claimant(s): Victor Tomassini
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
| | |
| 19-02891 | 12/08/2021 | Claimant(s): Amalia Colon De Santana, Carlos Santana Lugo
Claimant Lawyers(s): William B. Young
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Harold Craig Cohen
Hearing Site: San Juan, PR
| | Expungement |
| 21-01379 | 11/19/2021 | Claimant(s): Vicente Castillo
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 14-01134 | 10/28/2021 | Claimant(s): Juan Trinidad-Garcia, Juan Felix Trinidad-Rodriguez
Claimant Lawyers(s): Eric Quetglas-Jordan
Respondent(s): Popular Securities
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Langfred W. White, Gloria O. North, Jane A. Smith
Hearing Site: San Juan, PR
| | $6,876,100 |
