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FINRA Awards for San Juan, PR

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Displaying 111-120 out of 486 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0251709/18/2023Claimant(s): Angel Canabal
Claimant Lawyers(s): Russell Del Toro Parra
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
23-0002909/08/2023Claimant(s): Hector Gonzalez
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
22-0225109/08/2023Claimant(s): Angel Canabal
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
22-0260509/06/2023Claimant(s): Carlos Pou
Claimant Lawyers(s): Leslie Y Flores
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
22-0258308/18/2023Claimant(s): Michelle Rodriguez
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
23-0019008/15/2023Claimant(s): Eduardo Smith
Claimant Lawyers(s): Guillermo J. Silva-Wiscovich
Respondent(s): First Southern
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Steven Gerard Goerke
Hearing Site: San Juan, PR
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22-0263707/26/2023Claimant(s): Carlos Pou
Claimant Lawyers(s): Leslie Y. Flores
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Stuart K. Furman
Hearing Site: San Juan, PR
22-0242007/20/2023Claimant(s): Orlando Perez, Viviana Perez Cordero
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
23-0024807/19/2023Claimant(s): Karlamary Aleman Aponte
Claimant Lawyers(s): Gara Seagraves
Respondent(s): Popular Securities.
Respondent Lawyers(s): Mariela M. Ramirez-Morales
Arbitrator(s): Barth Satuloff
Hearing Site: San Juan, PR
22-0257807/19/2023Claimant(s): Ernest Musgrave
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR

486 Results

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