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FINRA Awards for Thomas C. Tretter

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0004904/09/2014Claimant(s): Patrick Cutter
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Gregory Friel, Steven Brewer
Respondent Lawyers(s): James B. Koch, Steven John Brewer
Arbitrator(s): Thomas C. Tretter
Hearing Site: Boston, MA
Checkmark Icon$0
11-0127809/26/2012Claimant(s): Annette Mancini, Dominic Mancini
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Harvest Capital LLC
Respondent Lawyers(s): Richard N. Freeth
Arbitrator(s): Howard I. Wilgoren, B. J. Krintzman, Thomas C. Tretter
Hearing Site: Boston, MA
Checkmark Icon$158,250
07-0131101/03/2008Claimant(s): William B. and Mary Connolly
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Victoria Tomaro, TFS Securities.
Respondent Lawyers(s): Russell Burnside
Arbitrator(s): Dale S. Cronnell, Steven R. Rolnick, Thomas C. Tretter
Hearing Site: Hartford, CT
Checkmark Icon$0

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