| 12-02485 | 10/14/2013 | Claimant(s): Lantaya West Weaver
Claimant Lawyers(s): David Akintimoye
Respondent(s): Jermaine Jamison, Ameriprise Financial Services.
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
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| 12-03098 | 10/03/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg, Timothy N. Will
Respondent(s): Catherine Sweeney
Respondent Lawyers(s): Catherine Rose Sweeney
Arbitrator(s): Herbert Murez
Hearing Site: Los Angeles, CA
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| 13-00926 | 10/01/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Daniel Brown
Respondent Lawyers(s): Daniel Montese Brown
Arbitrator(s): Cheryl R. Kershner
Hearing Site: San Francisco, CA
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| 13-00928 | 09/06/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): James Henning
Respondent Lawyers(s): James Henning
Arbitrator(s): Ann Blaess Kimball
Hearing Site: Dallas, TX
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| 09-05028 | 06/12/2013 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Steven Stahlberg
Respondent Lawyers(s): Stephen F. Boutin
Arbitrator(s): Laurel Littman Gothelf, Herbert L. Brown, Jonathan H. Krotinger
Hearing Site: San Francisco, CA
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| 10-04448 | 05/30/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Leopold Monaco
Respondent Lawyers(s): Leopold T. Monaco
Arbitrator(s): Alan Stamm, Alan S. Mevis, James H. Fehlberg
Hearing Site: Portland, OR
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| 11-00677 | 05/17/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Zak Shapiro
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): John E. Ohashi, W. Alex King, Erich Daniel Schiefelbine
Hearing Site: Los Angeles, CA
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| 12-04086 | 05/16/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Scott Rahn
Respondent Lawyers(s): James A. McPhee
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA
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| 10-04614 | 05/06/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Shawn Mesaros
Respondent Lawyers(s): Shawn Anthony Mesaros
Arbitrator(s): Dean J. Dietrich
Hearing Site: Seattle, WA
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| 10-01278 | 04/23/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Kit Jory
Respondent Lawyers(s): Kit P. Jory
Arbitrator(s): Carl B. Noelke, Laurel Littman Gothelf, Elmo E. Wedderburn
Hearing Site: San Francisco, CA
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