| 19-03466 | 06/22/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Joseph Pastore
Respondent Lawyers(s): Joseph Edward Pastore
Arbitrator(s): Barbara M. Zak, Katharine Reed Coleman, John R Sustersic
Hearing Site: Los Angeles, CA
| | |
| 19-03549 | 04/17/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Michael Garris
Respondent Lawyers(s): Michael David Garris
Arbitrator(s): Nancy G. Harris
Hearing Site: Los Angeles, CA
| | |
| 19-02252 | 04/10/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Eli Moeller
Respondent Lawyers(s): Eli Moeller
Arbitrator(s): Sally G. Williams
Hearing Site: San Diego, CA
| | |
| 19-03529 | 03/06/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Todd Kleinfeld
Respondent Lawyers(s): Todd Jeffery Kleinfeld
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
| | |
| 19-03505 | 03/02/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Marc Arnett
Respondent Lawyers(s): Marc Freeman Arnett
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA
| | |
| 19-03415 | 02/20/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Jason Allen
Respondent Lawyers(s): Jason Michael Allen
Arbitrator(s): Elliott Finkel
Hearing Site: Las Vegas, NV
| | |
| 19-01689 | 11/19/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Ryan Ashton
Respondent Lawyers(s): Ryan Manning Ashton
Arbitrator(s): Evan A. Gould
Hearing Site: San Diego, CA
| | |
| 18-03500 | 07/25/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Kevin Jurovich
Respondent Lawyers(s): Kevin A. Jurovich
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
| | |
| 17-01872 | 06/03/2019 | Claimant(s): Jackie Galop, Jerry Welch, Louis Richards Estate
Claimant Lawyers(s): Jason T. Albin
Respondent(s): Brian Jackson, Ameriprise Financial Services.
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Elliott Finkel
Hearing Site: Los Angeles, CA
|  | Expungement |
| 18-00853 | 05/08/2019 | Claimant(s): Carolyn Jacobs, Charles Vaughn, Deanette Vaughn, Joseph Dominick, Robert Meyer, Rosemary Workman, Scott Fortin, Steven Jacobs, The Charles W Jacobs Family Trust, The Katherine Alfred Trust
Claimant Lawyers(s): John S. Chapman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Linda L. Drummond, Mary M. O'Neil, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | $0 |
