| 21-02480 | 07/12/2022 | Claimant(s): Hal Finberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
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| 21-03052 | 06/30/2022 | Claimant(s): Craig Bottolfson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Erik R. Siering
Hearing Site: Phoenix, AZ
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| 21-02682 | 06/24/2022 | Claimant(s): Gary Karch
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
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| 20-03286 | 06/24/2022 | Claimant(s): Mario Posillico
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Thomas M. McHugh
Arbitrator(s): Will Murphy, Judith Jackson Chorlog, Isabelle Sherman
Hearing Site: Boca Raton, FL
|  | Expungement |
| 21-02776 | 06/22/2022 | Claimant(s): Ting O'Connor
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
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| 21-01005 | 06/10/2022 | Claimant(s): Achilleas Psihudakis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
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| 21-02315 | 06/09/2022 | Claimant(s): Emily Eisenhauer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Justin E. Condit
Arbitrator(s): Mark L. Williams
Hearing Site: Dallas, TX
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| 21-02211 | 06/02/2022 | Claimant(s): Timothy O'Connor
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Stanley DW Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Suzette J. Barnes, W. Preston Martin
Arbitrator(s): Thomas P. Valenti
Hearing Site: Chicago, IL
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| 20-00384 | 05/31/2022 | Claimant(s): Paul Rankin
Claimant Lawyers(s): W. Lee Gresham
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): David A. Schuler, Edward David Sonnier, Nadine Michele Ramsey
Hearing Site: New Orleans, LA
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| 19-03635 | 05/26/2022 | Claimant(s): Richard Mazur
Claimant Lawyers(s): Denis S. Kenny
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason E. Murtagh
Arbitrator(s): Nancy Hutt, Dean J. Dietrich, Shawn Ridgell
Hearing Site: San Francisco, CA
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