Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03178 | 02/14/2019 | Claimant(s): Kristi Prewitt Claimant Lawyers(s): Kristi Prewitt Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Raymond C. Kerr Hearing Site: Houston, TX |  | $0 |
| 18-01518 | 01/16/2019 | Claimant(s): John Mercaldi Claimant Lawyers(s): John Mercaldi Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): James A. Parker Hearing Site: Houston, TX | | $0 |
| 18-00629 | 12/24/2018 | Claimant(s): John Shull Claimant Lawyers(s): John C. Shull Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX | | $0 |
| 18-00915 | 12/14/2018 | Claimant(s): Herbert Moskowitz & Marilyn Moskowitz Claimant Lawyers(s): Herbert Moskowitz Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): William Kent Brown, Ellen J. Abrams, Marvin S. Lava Hearing Site: Boca Raton, FL | | $75,000 |
| 18-01783 | 11/26/2018 | Claimant(s): Peter Schwartz Claimant Lawyers(s): Peter Augustine Schwartz Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Michael S. Hanan Arbitrator(s): Elliot Berman, Marion F. Posner, Candi Marie Halbert Hearing Site: New York, NY | ||
| 18-01437 | 10/26/2018 | Claimant(s): Charles Eden Claimant Lawyers(s): Charles E. Eden Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Rosa Linda Guadarrama Hearing Site: Los Angeles, CA | | $5,921 |
| 18-00654 | 09/14/2018 | Claimant(s): Jeffrey Oligny Claimant Lawyers(s): Jeffrey Oligny Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Steven T. Stern Hearing Site: Manchester, NH | | $0 |
| 17-01530 | 08/21/2018 | Claimant(s): Mel Trust Claimant Lawyers(s): Stan Schuldiner Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Kathryn J. Toronto, William Michael Samsel, Kevin C. Coleman Hearing Site: San Francisco, CA | | Dismissed by Rule 12504 |
| 18-00943 | 08/06/2018 | Claimant(s): Vincent Chu Claimant Lawyers(s): Vincent Chu Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Robert Charkovsky Hearing Site: Washington, DC | | $375 |
| 17-03323 | 06/12/2018 | Claimant(s): Christine Petraglia Claimant Lawyers(s): Christine Petraglia Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): William G. Binckes Hearing Site: New York, NY | | $0 |