| 09-02762 | 08/11/2010 | Claimant(s): Dan Schmeidler
Claimant Lawyers(s): Dan Schmeidler
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mai P. Klaassen
Arbitrator(s): Herbert Murez
Hearing Site: Los Angeles, CA
|  | $0 |
| 09-01512 | 12/21/2009 | Claimant(s): David Wolfson Living Trust UAD 4/2/90
Claimant Lawyers(s): Brandon S. Reif
Respondent(s): Peter Boorn, Thomas Cooper, Stockcross Financial Services.
Respondent Lawyers(s): George H. Kupper
Arbitrator(s): John B. Wells, Herbert Murez, Thomas R. Watkins
Hearing Site: Los Angeles, CA
| | $1,661,200 |
| 08-00068 | 08/14/2008 | Claimant(s): Shirley Paessler
Claimant Lawyers(s): Shirley Kathleen Paessler
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Herbert Murez
Hearing Site: Las Vegas, NV
| | $0 |
| 06-04213 | 12/05/2007 | Claimant(s): Salvador Marroquin
Claimant Lawyers(s): Matthew J. Pero
Respondent(s): Isidoro Miramontes, Morgan Stanley DW Inc.
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Philip W. Burge, Herbert Murez, Suzanne Viau Chamberlain
Hearing Site: Los Angeles, CA
| | Expungement |
| 01-03420 | 10/25/2007 | Claimant(s): Money Concepts Capital Corporation, Money Concepts International.
Claimant Lawyers(s): Jonathan B. Butler
Respondent(s): Mamdoh Abas, ProEquities.
Respondent Lawyers(s): Mark Abas, Peter E. Romo
Arbitrator(s): Howard A. Emirhanian, Herbert Murez, Robert Bruce MacDonald
Hearing Site: Los Angeles, CA
| | |
