| 11-02535 | 08/27/2012 | Claimant(s): George W Hussey
Claimant Lawyers(s): David Young Parker
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Neil Baritz
Arbitrator(s): Bill Swinford, Fred M. Ridolphi, Neil Harvey Smith
Hearing Site: Nashville, TN
|  | $0 |
| 09-05964 | 06/28/2010 | Claimant(s): Matthew Andrews
Claimant Lawyers(s): Matthew Bryan Andrews
Respondent(s): Mark Rizzieri
Respondent Lawyers(s): Andrew Lipton
Arbitrator(s): Neil Harvey Smith
Hearing Site: Charlotte, NC
| | $3,325 |
| 09-04755 | 02/04/2010 | Claimant(s): Jay H. Mintz IRA Rollover, Jay H. Mintz Revocable Trust
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Annie M. Moriarty
Arbitrator(s): Neil Harvey Smith
Hearing Site: Charlotte, NC
| | $0 |
| 08-01945 | 07/28/2009 | Claimant(s): Olga Servay, Olga Stone As Custodian for Anna Servay, Olga Stone, TTEE to TRT dated 082697
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Fred W. Beesley, Neil Harvey Smith, Richard Lee Matthews
Hearing Site: Nashville, TN
| | $18,751 |
| 07-00269 | 03/05/2008 | Claimant(s): Cambridge Equity Advisors., Cambridge Way.
Claimant Lawyers(s): Stanley M. Chernau
Respondent(s): Aaron Vallett, Maggie Nuzum, Michael Goldston
Respondent Lawyers(s): David Zager, Stanley M. Chernau
Arbitrator(s): Brendan E. Finucane, Ronald M. Gordon, Neil Harvey Smith
Hearing Site: Nashville, TN
| | |
| 06-03795 | 08/31/2007 | Claimant(s): David Luther
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Chicago Investment Group
Respondent Lawyers(s): James L. Kopecky
Arbitrator(s): Marion R. Allen, G. Brooks Euler, Neil Harvey Smith
Hearing Site: Nashville, TN
| | $0 |
