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FINRA Awards for Saul Scheier

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0280411/13/2009Claimant(s): Max International Broker/Dealer Corp.
Claimant Lawyers(s): David Isolano
Respondent(s): David Mahood
Respondent Lawyers(s): David Jonathan Mahood
Arbitrator(s): Saul Scheier
Hearing Site: New York, NY
08-0103207/09/2009Claimant(s): Jan Stahl
Claimant Lawyers(s): Jan Stahl
Respondent(s): Ralph Johnson
Respondent Lawyers(s): Ralph Johnson
Arbitrator(s): Saul Scheier
Hearing Site: New York, NY
Checkmark Icon$15,500
08-0047603/05/2009Claimant(s): Eileen Valentino-Condon
Claimant Lawyers(s): Brett D. Sherman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Douglas H. Wigdor
Arbitrator(s): Carol E. Weir, Saul Scheier, Mae A. Brudner
Hearing Site: New York, NY
04-0117409/26/2007Claimant(s): Kenneth Moskowitz, Leonard Moskowitz
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): James Odorczuk, Lehman Brothers Inc, Todd Rubsamen
Respondent Lawyers(s): Brian F. McDonough
Arbitrator(s): Gerry E. Feinberg, Saul Scheier, Jean C. Black
Hearing Site: New York, NY
Checkmark IconExpungement

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