Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 07-00715 | 09/28/2007 | Claimant(s): Luther Oakes Claimant Lawyers(s): Kirk G. Smith Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Randi Perry Spallina Arbitrator(s): Irwin S. Sugerman, Leon T. Roberts, Sam T. Heuer Hearing Site: Jackson, MS |  | $0 |
| 07-01246 | 09/13/2007 | Claimant(s): Robert L. Hill and Mary Hill Claimant Lawyers(s): Christopher D. Hill Respondent(s): Jeffrey Brauley, UBS Financial Services Inc., Richard Wilhelm Respondent Lawyers(s): Margarita L. Marsico Arbitrator(s): Lawrence W. Arness Hearing Site: Louisville, KY | | $425 |
| 06-02395 | 08/24/2007 | Claimant(s): James Rusciano Claimant Lawyers(s): Larry Kars Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., Michael Busco Respondent Lawyers(s): Dan A. Rosenbaum, David J. Butler Arbitrator(s): Cynthia A. DiMarco, Andrew H. Freund, Robert T. Costello Hearing Site: New York, NY | | Stipulated Award and Expungement |