Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-04000 | 06/10/2011 | Claimant(s): Irvin Robbins Rev Trust U/A/D 9/16/91 Claimant Lawyers(s): Robert H. Rex Respondent(s): Investors Capital Corp. Respondent Lawyers(s): James A McGovern Arbitrator(s): Cindy L. Anderson Hearing Site: Jacksonville, FL |  | $31,053 |
| 10-04830 | 04/13/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Ken S. Massey Respondent(s): James Lanier Respondent Lawyers(s): James Ryan Lanier Arbitrator(s): Robert H. Putnam Hearing Site: Jacksonville, FL | ||
| 10-02327 | 01/20/2011 | Claimant(s): Richard Cain Claimant Lawyers(s): Richard Y. Cain Respondent(s): Wachovia Securities, Paul Ross Respondent Lawyers(s): Judy Louie Arbitrator(s): Langfred W. White Hearing Site: Jacksonville, FL | | $0 |
| 09-06035 | 11/16/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Daniel S. Fiore Respondent(s): Cortes Bicking Respondent Lawyers(s): Cortes Jody Bicking Arbitrator(s): Lewis W. Slaughter, Jack A. Helms, Robert Finder Hearing Site: Jacksonville, FL | ||
| 09-07117 | 08/04/2010 | Claimant(s): John Horne Claimant Lawyers(s): Michael J. Rudicell Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): Anne H. Orr Hearing Site: Jacksonville, FL | | $425 |
| 09-05201 | 04/19/2010 | Claimant(s): Saul Crafton Claimant Lawyers(s): Saul Crafton Respondent(s): TD Ameritrade Clearing. Respondent Lawyers(s): Catherine Luth Arbitrator(s): Robert H. Putnam Hearing Site: Jacksonville, FL | | $257 |