| 11-00482 | 08/13/2012 | Claimant(s): Charlene Bryan
Claimant Lawyers(s): Roger N. Walter
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patrick J. Whalen
Arbitrator(s): M. W. Gear, Bill J. Alexander, Donald H. Loudon
Hearing Site: Kansas City, MO
|  | $50,000 |
| 09-06930 | 11/08/2011 | Claimant(s): Patsy Potter
Claimant Lawyers(s): John J. Miller
Respondent(s): Brent McCune, Sagepoint Financial., Randall Coble, Mutual Service Corporation
Respondent Lawyers(s): David J. Freniere, Greg Curley
Arbitrator(s): Lonnie L. Cunningham, M. W. Gear, Walter N. Vernon
Hearing Site: Kansas City, MO
| | $0 |
| 09-03429 | 06/08/2011 | Claimant(s): Edgar Hagerty, Joann Hagerty, EWH Investments, JDH Investments, Edgar W. Hagerty Trust, Joann Didik Hagerty Trust
Claimant Lawyers(s): James M. Bausch
Respondent(s): Kathryn Schubert, Merrill Lynch Pierce Fenner & Smith Inc., Ronald Lassek
Respondent Lawyers(s): Bryan Reyhani
Arbitrator(s): M. W. Gear, Richard L. Mitchell, Verne R. Gray
Hearing Site: Omaha, NE
| | $435,000 |
| 10-01634 | 10/28/2010 | Claimant(s): Robyn Brown
Claimant Lawyers(s): G. Andrew Marino
Respondent(s): Dustin Jackson, Jackson National Life Distributors LLC, Uvest Financial Services Group.
Respondent Lawyers(s): Jo Lanier Meeks, Sara Davis
Arbitrator(s): M. W. Gear
Hearing Site: Wichita, KS
| | $425 |
| 10-01373 | 09/20/2010 | Claimant(s): Gary K. Maxwell (IRA)
Claimant Lawyers(s): Gary K. Maxwell
Respondent(s): Franklin Templeton Financial Services Co
Respondent Lawyers(s): David P. Goss
Arbitrator(s): M. W. Gear
Hearing Site: Wichita, KS
| | $57 |
| 09-06691 | 08/10/2010 | Claimant(s): Michael Antes
Claimant Lawyers(s): J. L. Spray
Respondent(s): Paula Turner
Respondent Lawyers(s): Paula Jean Turner
Arbitrator(s): Will B. Tschudy, M. W. Gear, James A. Hayes
Hearing Site: Omaha, NE
| | $4,500,000 |
| 09-03565 | 01/21/2010 | Claimant(s): Main Street Securities
Claimant Lawyers(s): Rodney K. Vincent
Respondent(s): Jack Burkhart
Respondent Lawyers(s): Jack Allen Burkhart
Arbitrator(s): M. W. Gear
Hearing Site: Kansas City, MO
| | |
| 08-00391 | 03/19/2009 | Claimant(s): Ralph MacNaughton
Claimant Lawyers(s): John J. Miller
Respondent(s): Dayton Ault, John Carlson, Capital Financial Services.
Respondent Lawyers(s): Jeffrey S. Jamieson, W. Perry Brandt
Arbitrator(s): M. W. Gear, Joseph M. Rebein, Dale C. Putman
Hearing Site: Kansas City, MO
| | Stipulated Award and Expungement |
| 06-03776 | 04/22/2008 | Claimant(s): Jane Bueller, Janet Duval, Marguerite Dillon, Ray Dillon, JKG Investment Company, L.P., Betty L. Dillon Trust
Claimant Lawyers(s): Robert J. O'Connor
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Christine A. Kendrick
Arbitrator(s): M. W. Gear, Thomas J. Cotrone, Irwin S. Sugerman
Hearing Site: Wichita, KS
| | $0 |
