| 07-00688 | 04/15/2008 | Claimant(s): Carl Spradlin, Joy Spradlin, Carl Spradlin RO IRA, Joy Spradlin RO IRA, Spradlin Living Trust DTD 4/2/01
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Associated Securities Corp.
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Douglas E. DeTata, Dean J. Dietrich, James Philip Barber
Hearing Site: Reno, NV
|  | $0 |
| 07-00293 | 04/09/2008 | Claimant(s): Dale V. Wessel IRA, JoAnn D. Wessel IRA
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Laif Meidell, Associated Securities Corp.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Alexander L. Mazour, David D. Stein, Marilyn Burrill O'Toole
Hearing Site: Reno, NV
| | $0 |
| 06-02936 | 11/15/2007 | Claimant(s): James F. Riley, IRA
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Patricia Meidell, Associated Securities Corp.
Respondent Lawyers(s): Neil Baritz
Arbitrator(s): Merrill Dean Taylor, Paul E. Dahlman, William Patterson Cashill
Hearing Site: Reno, NV
| | $605,090 |
| 06-04912 | 08/14/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Brian C. Free
Respondent(s): Mitchell Jesse
Respondent Lawyers(s): Mitchell R. Jesse
Arbitrator(s): Robert Fisher, William A. Husa, Walter F. Dillaway
Hearing Site: Reno, NV
| | |
| 06-02122 | 07/03/2007 | Claimant(s): Margo Piscevich, Margo Piscevich IRA, Margo Piscevich Profit Sharing Plan
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Laif Meidell, Patricia Meidell, Associated Securities Corp.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Lincoln F. Stock, Michael R.E. Sanders, Dee Newell
Hearing Site: Reno, NV
| | $460,000 |
