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FINRA Awards for David Lerner Associates.

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Displaying 61-66 out of 66 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0309405/25/2012Claimant(s): DCG & T FBO Elliott Zimmerman/IRA Elliot
Claimant Lawyers(s): Elliott Zimmerman
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Joseph C. Pickard
Arbitrator(s): Arnold Wagner
Hearing Site: New York, NY
Checkmark Icon$225
11-0422805/21/2012Claimant(s): Joseph A. Graziose & Florence M. Hechtel
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Joseph C. Pickard
Arbitrator(s): Alvin Green
Hearing Site: New York, NY
Checkmark Icon$24,875
11-0264712/12/2011Claimant(s): David Lerner Associates.
Claimant Lawyers(s): Michael G. Shannon
Respondent(s): Benjamin Lingenfelter
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): William Wong, Noel B. Berman, Michael C. Cantor
Hearing Site: New York, NY
10-0419402/08/2011Claimant(s): David Lerner Associates.
Claimant Lawyers(s): Michael G. Shannon
Respondent(s): David Asulin
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Simon S. Kogan, Harrison Johnson, Mark J. Russell
Hearing Site: New York, NY
09-0006712/10/2009Claimant(s): George Rumelt
Claimant Lawyers(s): George L. Rumelt
Respondent(s): David Lerner Associates., John Fielding
Respondent Lawyers(s): Joseph C. Pickard
Arbitrator(s): Richard A. Jacobs
Hearing Site: New York, NY
Checkmark Icon$10,000
07-0352906/11/2009Claimant(s): Richard Johnston & Clotilda J. Johnston
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Joseph C. Pickard
Arbitrator(s): Alfred H. Kingon
Hearing Site: New York, NY
Checkmark Icon$0

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