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FINRA Awards for Maxim Group LLC

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Displaying 21-24 out of 24 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0013003/17/2009Claimant(s): Duane Winchester, Fahrudin Sinanaj, John Suh, Tyre Newsome
Claimant Lawyers(s): Jeffrey L. Cox
Respondent(s): Maxim Group LLC
Respondent Lawyers(s): Lawrence R. Sandak
Arbitrator(s): Hilary B. Miller, Mary Noe, Keith Roberts
Hearing Site: New York, NY
08-0255802/03/2009Claimant(s): Maxim Group LLC
Claimant Lawyers(s): James E. Siegel
Respondent(s): Steven Ferchak
Respondent Lawyers(s): Steven Joseph Ferchak
Arbitrator(s): Kevin Thomas Hoffman
Hearing Site: New York, NY
08-0173201/30/2009Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Edward L. Rose
Respondent(s): Sidney Oliphant
Respondent Lawyers(s): Sidney J. Oliphant
Arbitrator(s): Barbara J. Glenns
Hearing Site: New York, NY
07-0006109/11/2007Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Natalie C. Edie
Respondent(s): Eric Betancourt
Respondent Lawyers(s): Eric Matthew Betancourt
Arbitrator(s): Michael E. Olney
Hearing Site: New York, NY

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