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FINRA Awards for TD Ameritrade.

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Displaying 251-260 out of 419 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0076310/17/2014Claimant(s): Peggy Sheriff
Claimant Lawyers(s): Peggy Sheriff
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Jannie Lucas
Arbitrator(s): Frank E. Wolf
Hearing Site: Augusta, ME
Checkmark Icon$0
12-0407310/16/2014Claimant(s): Rose Gugliemetti
Claimant Lawyers(s): Scudder G. Stevens
Respondent(s): TD Ameritrade., TD Bank, USA
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
Checkmark Icon$13,750
14-0104510/10/2014Claimant(s): Michael Giannone
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ
Checkmark Icon$213
14-0100110/07/2014Claimant(s): Andrew Silverman
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Sanford S. Finder
Hearing Site: Charlotte, NC
Checkmark Icon$213
14-0126410/07/2014Claimant(s): Louis Profera
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana Gloor
Arbitrator(s): Cecilia B. Loving
Hearing Site: New York, NY
Checkmark Icon$300
14-0108210/03/2014Claimant(s): Jean Boisnier
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Lynne M. Reid-McQueen
Hearing Site: New York, NY
Checkmark Icon$213
14-0090210/02/2014Claimant(s): Frank Tobias
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ
Checkmark Icon$300
14-0112810/01/2014Claimant(s): David Pihlgren
Claimant Lawyers(s): David Pihlgren
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): James B. Eichberg
Hearing Site: Denver, CO
Checkmark Icon$0
14-0074109/29/2014Claimant(s): Darien Buinicki
Claimant Lawyers(s): Darien P. Buinicki
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Emily Eiselman Hunter
Hearing Site: Baltimore, MD
Checkmark Icon$300
14-0090509/24/2014Claimant(s): Konrad Molski
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX
Checkmark Icon$0

419 Results

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