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FINRA Awards for Michael A. Gross

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Displaying 31-34 out of 34 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0191606/21/2019Claimant(s): The Elaine Lynn Revocable Trust, The Melvin Lynn Revocable Trust
Claimant Lawyers(s): Eric M. Jaffe
Respondent(s): J.P. Morgan Securities, Jeremy Rayburn, Vincent Sapienza
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Maria C. Hermida, Betty Chen, Andrew M. Schmertz
Hearing Site: New York, NY
Checkmark Icon$0
17-0226909/10/2018Claimant(s): GWYN I Mack Trust u/a dated 7/30/14
Claimant Lawyers(s): Lawrence W. Byrne
Respondent(s): Steven Below, U.S. Bancorp Investments.
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Theodore W. Wrobleski, Lynn Hirschfeld Brahin, Stephen Conrad Fedota
Hearing Site: Chicago, IL
Checkmark Icon$0
16-0144603/14/2017Claimant(s): Michael Puck
Claimant Lawyers(s): Michael Hill
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): George G. Kurschner
Hearing Site: Boca Raton, FL
06-0437410/15/2007Claimant(s):
Claimant Lawyers(s):
Respondent(s): Andrew Starostecki, James Gutner, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Andrew Starostecki, Michael A. Gross, Robert Persante
Arbitrator(s): Robert J. Morris, Alfred Brunette, Oliver J. Janney
Hearing Site: Tampa, FL

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