FINRA Awards for Robert J. Allen

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-03597	07/02/2013	Claimant(s): Deborah Prentice Claimant Lawyers(s): Debra G. Speyer Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): Jennifer L. Bliss, Robert J. Allen, Rocco Michael Scanza Hearing Site: Syracuse, NY		Expungement
12-01057	04/30/2013	Claimant(s): Mark Snyder Claimant Lawyers(s): Harold F. McGuire Respondent(s): Paul Daly, Samuel A. Ramirez & Co.. Respondent Lawyers(s): David A. Picon Arbitrator(s): Robert Pincus, Robert J. Allen, Douglas A. Eldridge Hearing Site: Albany, NY		Expungement
10-00883	01/19/2011	Claimant(s): John Bartolomeo Claimant Lawyers(s): John Doar Respondent(s): Christopher Fenton, M&T Securities. Respondent Lawyers(s): Catherine Grantier Cooley Arbitrator(s): Jeffrey E. Stockholm, Robert J. Allen, Edward W. Morris Hearing Site: Albany, NY		$30,300
06-04087	08/27/2008	Claimant(s): Lynn Coyle, Bently Patners. Claimant Lawyers(s): Christopher J. Gray Respondent(s): McLaughlin, Piven, Vogel Securities, Paul Marrone Respondent Lawyers(s): Mark G. Vaughan Arbitrator(s): Robert J. Allen, John G. Leaman, David J. Pollitzer Hearing Site: Albany, NY		Stipulated Award and Expungement