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FINRA Awards for Robert J. Allen

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0520412/02/2011Claimant(s): Daniel Mody, Eric Krouse, Pinnacle Investments
Claimant Lawyers(s): David L. Ward
Respondent(s): Alan Barham, George Haskins, Louis Panigrosso, Rudolph Panigrosso
Respondent Lawyers(s): Charles O. Ingraham
Arbitrator(s): Frank C. Fogl, Madhu C. Trivedi, Robert J. Allen
Hearing Site: Syracuse, NY

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