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FINRA Awards for Philip S. Wellman

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0082006/25/2019Claimant(s): Joseph Scaniffe
Claimant Lawyers(s): David J. Freniere
Respondent(s): Anastasios Belesis, John Belesis, Marc Greenberg, Brookville Capital Partners, John Thomas Financial, Sterne, Agee & Leach.
Respondent Lawyers(s): Anthony Varbero, Gabriel Iezzoni, George D. Sullivan, Marc Greenberg, Maria Cummings, Seth Huberman
Arbitrator(s): Steven R. Rolnick, Philip S. Wellman, Mark Stuart Gurevitz
Hearing Site: Hartford, CT
Checkmark Icon$200,000
13-0264010/28/2014Claimant(s): Robert Branscombe
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Ronald L. Cheney, B. J. Krintzman, Philip S. Wellman
Hearing Site: Manchester, NH
Checkmark IconExpungement
10-0418202/26/2014Claimant(s): Brian Fitol, David Evans, Theresa Fitol
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): Frank Lee, Sean Nesto
Respondent Lawyers(s): Frank Robert Lee, Sean Patrick Nesto
Arbitrator(s): B. J. Krintzman, Philip S. Wellman, Philip S. Walker
Hearing Site: Hartford, CT
Checkmark Icon$2,640
06-0286408/15/2007Claimant(s): Sheldon Spitz, Sheldon and Olivia Spitz, Spitz Family Partnership
Claimant Lawyers(s): Seth Muraskin
Respondent(s): Jeffrey Harriton, TimeCapital Securities Corporation
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Eric P. Nachman, Rory M. McLaughlin, Philip S. Wellman
Hearing Site: New York, NY
Checkmark Icon$0

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