| 21-02359 | 07/07/2023 | Claimant(s): Donna Dubroja Trust UA 11/19/09
Claimant Lawyers(s): Phyllis Sower
Respondent(s): Christopher Wiedmar, Gregory Russell, Mitchell Barnes, Northwestern Mutual Investment Services
Respondent Lawyers(s): Joel Wertman
Arbitrator(s): Frederick Ramos, Raymond M. Kirtley, Jerry Gale McGrew
Hearing Site: Louisville, KY
|  | Expungement |
| 18-02601 | 11/01/2019 | Claimant(s): Barbara Romashko, Harry Zacharias, Thomas Romashko
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Anthony Madden, Edward Katarsky, Ameriprise Financial Services.
Respondent Lawyers(s): Joel Wertman
Arbitrator(s): Donald S. Bauman
Hearing Site: Philadelphia, PA
| | $0 |
| 13-03696 | 08/20/2014 | Claimant(s): Debra Malone IRA
Claimant Lawyers(s): T. John Kirk
Respondent(s): Securities America.
Respondent Lawyers(s): Joel Wertman
Arbitrator(s): Steven M. Bialick
Hearing Site: Minneapolis, MN
| | $11,496 |
| 09-05240 | 11/23/2010 | Claimant(s): Gerald Fogelman and Raie Fogelman
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): American Portfolios Financial
Respondent Lawyers(s): Joel Wertman
Arbitrator(s): Edward F. Koren, Walter R. Milbourne, Robert Alan Mayer
Hearing Site: Philadelphia, PA
| | $0 |
| 05-06621 | 09/17/2007 | Claimant(s): Vincent Sanalucia
Claimant Lawyers(s): Thomas C. Wagner
Respondent(s): Richard Ganim, Legacy Financial Services., Questar Capital Corporation
Respondent Lawyers(s): Joel Wertman, John P. Thomas, Robert J. Hanna
Arbitrator(s): Jeffrey M. Bain, Jason C. Blackford, Robert M. Shwab
Hearing Site: Cleveland, OH
| | $0 |
