FINRA Awards for David Anderson

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-00506	02/15/2022	Claimant(s): David Anderson Claimant Lawyers(s): David Anderson Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Roger C. Benson, James A. McIntosh, Robert Lane Arrington Hearing Site: Nashville, TN		Dismissed by Rule 12504
11-02777	06/28/2013	Claimant(s): Anthony Miller, Arnold Ahonen, Barbara Jones, Barbara Smith, Beverly Griffits, Beverly Sisk, Brooke Walker, Carol Griffin, Carole Kurtz, Carolyn Smith, Cheryl Best, Christina Jaqua, David Anderson, David Bradshaw, David Kurtz, Dee Cook, Denise Marolda, Donald Cochran, Donald Thomas, Donna Devereux-Sherratt, et al Claimant Lawyers(s): Allen Kent, Anthony H. Miller, Arnold J. Ahonen, Ashley Hall, Babe Warren, Barbara J. Smith, Barbara Jones, Beverly Griffitts, Beverly Sisk, Brent Driskell, Brooke Walker, Carol Griffin, Carole Kurtz, Carolyn Smith, Charles G. Wood, Cheryl Best, Christina Jaqua, David H. Zuber, David Anderson, David Bradshaw, et al Respondent(s): Respondent Lawyers(s): Arbitrator(s): Paul E. Flora, Elwin Lawrence Saviet, Robert Kevin O'Mara Hearing Site: Tampa, FL		Expungement
08-02069	07/23/2009	Claimant(s): David Anderson, Loren Riebe, Nancy Jokerst, William McLean Claimant Lawyers(s): Kathleen F. Carpenter Respondent(s): Emmett A Larkin Company., Michael Dawes Respondent Lawyers(s): Howard Schiffman, Michael Andrew Dawes Arbitrator(s): John E. Ohashi, John F. Cordova, Jeanne E. Irving Hearing Site: Los Angeles, CA		$0