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FINRA Awards for Frank E. Barnett

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0439603/26/2010Claimant(s): B. J. Ray, Candice Ward, Charles Wilkinson, David Bailey, David Ray, Herbert Bruister, Julie Bailey, Linda Hall, Millicent Wilkinson, Milton Broadhead, Nelson Hall, Robert Ward, Timothy Hogan, William Ray, Don S. Davis and Lynne R. Davis, B & F Wilkinson L.P.
Claimant Lawyers(s): Charles W. Wright
Respondent(s): Brian Wilkinson, Mary Wilkinson, MF Global., Palm Beach Futures & Options.
Respondent Lawyers(s): Charles W. Wright, Michael J. O'Rourke, Stacie R. Hartman
Arbitrator(s): George A. Sawyer, Mark A. Myers, Frank E. Barnett
Hearing Site: Jackson, MS
Checkmark Icon$123,081
07-0309409/22/2008Claimant(s): Samuel Cole dba csafinancials.com
Claimant Lawyers(s): Samuel Cole
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): John J. Nielands
Arbitrator(s): Steven P. Gregory, David T. Maddux, Frank E. Barnett
Hearing Site: Nashville, TN
Checkmark Icon$0
07-0125509/24/2007Claimant(s): Beverly Ashton
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Stanley DW Inc., Ralph Drayer
Respondent Lawyers(s): Christopher Gawley
Arbitrator(s): R. Thomas Barksdale, Bill Swinford, Frank E. Barnett
Hearing Site: Nashville, TN
Checkmark Icon$0

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