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FINRA Awards for Michael Lau

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0376003/09/2012Claimant(s): Miguel Gaud
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Popular Securities.
Respondent Lawyers(s): Heidi L. Rodriguez Benitez
Arbitrator(s): Michael Lau, S. William Gersten, Daniel P. Lund
Hearing Site: San Juan, PR
Checkmark Icon$120,300
11-0098101/31/2012Claimant(s): Robert King
Claimant Lawyers(s): Robert C. King
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Michael Lau
Hearing Site: Boca Raton, FL
Checkmark Icon$14,600
09-0619504/12/2010Claimant(s): Jerry H. Green Residuary Trust
Claimant Lawyers(s): Scott J. Link
Respondent(s): Bradford Madison
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Michael Lau, Bonnie A. Pearce, Bart Samuel Cohodas
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
08-0466912/11/2009Claimant(s): Mark Perlman
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Theodore J. Sawicki
Arbitrator(s): Michael Lau, Charles Hoffman, Randi Perry Spallina
Hearing Site: Boca Raton, FL
Checkmark Icon$43,357

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