10-01320 | 09/06/2011 | Claimant(s): Carl Neuss, Carla Neuss, Elaine Neuss, Hitching Rail Investors, One Westheimer Investors, LTD, DBPP, Pacific Venture Associates Inc. DBPP, Pacific Ventures Associates., Alex Neuss UTMA, Carla Neuss UTMA, Rebecca Neuss UTMA, Carl F. Neuss Beneficiary IRA, Carl F. Neuss IRA, Elaine P. Neuss IRA, Pacific Ventures Asso. 401K, Neuss Family Trust, Prairiestone Investment Trust Claimant Lawyers(s): Martin B. Greenbaum, Michael Hume Respondent(s): Wells Fargo Investments, John Milia, Michael Gates Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Robert D. Sussin, Robert C. Albini, Katharine Reed Coleman Hearing Site: Los Angeles, CA
| | Expungement |
11-01712 | 08/23/2011 | Claimant(s): Carl Neuss, Carla Neuss, Elaine Neuss, Hitching Rail Investors, One Westheimer Investors, LTD DBPP, Pacific Venture Associates Inc. DBPP, Pacific Ventures Associates., Pacific Ventures Associates. 401K, Alex Neuss UTMA, Carla Neuss UTMA, Rebecca Neuss UTMA, Carl F. Neuss Beneficiary IRA, Carl F. Neuss IRA, Elaine P. Neuss IRA, Neuss Family Trust, Prairiestone Investment Trust Claimant Lawyers(s): Martin B. Greenbaum Respondent(s): John Evans Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Robert D. Sussin, Robert C. Albini, Katharine Reed Coleman Hearing Site: Los Angeles, CA
| | Expungement |
09-03094 | 07/05/2011 | Claimant(s): Rosen Capital Institutional LP, Rosen Capital Partners LP Claimant Lawyers(s): Harold Barza Respondent(s): Merrill Lynch Professional Clearing Corp Respondent Lawyers(s): Peter K. Vigeland Arbitrator(s): Arthur T. Berggren, Katharine Reed Coleman, Holly Banafsheh Hearing Site: Los Angeles, CA
| | $63,665,200 |
10-01192 | 04/27/2011 | Claimant(s): The Wright Family Living Trust Claimant Lawyers(s): Robert C. Rosen Respondent(s): John Marshall, Rollance Verkennis, Lincoln Financial Advisors Corporation Respondent Lawyers(s): Joseph C. Campo Arbitrator(s): Alan Stamm, Thomas W. Gregory, Katharine Reed Coleman Hearing Site: Los Angeles, CA
| | $1,761,100 |
09-02221 | 04/14/2010 | Claimant(s): Andrew Honzel, Beverly Honzel Claimant Lawyers(s): Lawrence D. Lewis Respondent(s): Benjamin Daniels, Raymond James Financial Services. Respondent Lawyers(s): Charles L. Gallagher, Robert Rudnicki Arbitrator(s): Edward I. Miller, Richard M. Norman, Katharine Reed Coleman Hearing Site: Los Angeles, CA
| | $0 |
08-04815 | 02/04/2010 | Claimant(s): Fred Feld and Pearl Feld Claimant Lawyers(s): Fred Feld Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Payne Templeton Arbitrator(s): David L. Maislen, Thanayi J. Lindsey, Katharine Reed Coleman Hearing Site: Los Angeles, CA
| | $0 |