FINRA Awards for Katharine Reed Coleman

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-03466	06/22/2020	Claimant(s): Morgan Stanley Claimant Lawyers(s): Timothy N. Will Respondent(s): Joseph Pastore Respondent Lawyers(s): Joseph Edward Pastore Arbitrator(s): Barbara M. Zak, Katharine Reed Coleman, John R Sustersic Hearing Site: Los Angeles, CA
13-01438	10/21/2014	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Christopher Bleuher Respondent Lawyers(s): Catherine L. Rhodes Arbitrator(s): Edward J. Costello, William E. Winfield, Katharine Reed Coleman Hearing Site: Los Angeles, CA
09-02704	12/22/2010	Claimant(s): Wachovia Securities Claimant Lawyers(s): Timothy N. Will Respondent(s): Mark Robles Respondent Lawyers(s): Mark J. Robles Arbitrator(s): Erik R. Siering, Janice A. Salter, Katharine Reed Coleman Hearing Site: Los Angeles, CA
07-01941	09/23/2008	Claimant(s): RBC Capital Markets Corporation Claimant Lawyers(s): Carolyn Guy Respondent(s): Gary Handler Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): Robert S. Fash, Robert Elman, Katharine Reed Coleman Hearing Site: Los Angeles, CA