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FINRA Awards for Alfred Brunette

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0298006/06/2016Claimant(s): James Collins
Claimant Lawyers(s): James C. Collins
Respondent(s): Byron Posadas, Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Alfred Brunette
Hearing Site: Tampa, FL
Checkmark Icon$0
14-0081910/31/2014Claimant(s): Barbara Gusie, Carl Gusie
Claimant Lawyers(s): Rasheed Karim Allen
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Dempsey
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Alfred Brunette
Hearing Site: Tampa, FL
Checkmark Icon$0
11-0213906/28/2013Claimant(s): Cynthia Scott
Claimant Lawyers(s): Cynthia Scott
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Provencio
Arbitrator(s): John R. Pepe, Alfred Brunette, John B. Roe
Hearing Site: Tampa, FL
Checkmark Icon$0
11-0347808/09/2012Claimant(s): David K. Berg
Claimant Lawyers(s): David K. Berg
Respondent(s): Bari Havlik, Charles Schwab, Charles Schwab & Co.., Paul Okonoski
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Alfred Brunette
Hearing Site: Tampa, FL
Checkmark IconExpungement
10-0355306/21/2012Claimant(s): Donald Casey, Josephine Casey
Claimant Lawyers(s): Vincent J. Imbesi
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Donald R. Ormrod, Maurice M. Feller, Alfred Brunette
Hearing Site: Tampa, FL
Checkmark IconExpungement

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