Potomac Analytics' Logo

FINRA Awards for Garden State Securities.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0072802/21/2020Claimant(s): Kevin Mackenzie
Claimant Lawyers(s): Gary Menzer
Respondent(s): Frank Pasquale, Garden State Securities.
Respondent Lawyers(s): Robert I. Rabinowitz, Robert Knuts
Arbitrator(s):
Hearing Site: Boston, MA
Checkmark IconSettlement
18-0076308/16/2018Claimant(s): Edward Bertram, Marilyn Bertram
Claimant Lawyers(s): Bradley D Schnur
Respondent(s): Garland James, Ronald Richer, Garden State Securities.
Respondent Lawyers(s): Garland Sean James, Robert I. Rabinowitz
Arbitrator(s): Robert H. Putnam
Hearing Site: Charlotte, NC
Checkmark Icon$25,600
15-0099607/05/2016Claimant(s): Anthony Romano
Claimant Lawyers(s): Adam Nicolazzo
Respondent(s): Garden State Securities.
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Carole L. Green, Cheryl H. Agris, Ronald F. Rosner
Hearing Site: New York, NY
Checkmark Icon$142,168
13-0374703/03/2015Claimant(s): Charlie Boyd
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Garden State Securities.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Richard W. Epstein
Hearing Site: Boca Raton, FL
Checkmark Icon$600

4 Results

Display: