Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-00926 | 12/22/2017 | Claimant(s): Jana Forster Claimant Lawyers(s): J. Samuel Tenenbaum Respondent(s): LPL Financial LLC, Kodi Hermann Respondent Lawyers(s): Jon Kaplon Arbitrator(s): William M. Getzoff Hearing Site: Indianapolis, IN |  | $10,889 |
| 14-03425 | 06/17/2016 | Claimant(s): Ramona Hahn, Ramona Hahn IRA, Ramona Hahn Roth IRA, Ramona Hahn Family Trust DTD 08/04/2003 Claimant Lawyers(s): Leslie Schwaebe Akins Respondent(s): LPL Financial LLC, John Sherwin, Thomas Hokr, Edward Jones, Investors Capital Corp. Respondent Lawyers(s): Bentley P. Stansbury, Jon Kaplon, Michael A. Nagy Arbitrator(s): Guenter S. Cohn, Sally G. Williams, Vytas Tarulis Hearing Site: San Diego, CA | | Expungement |
| 15-02574 | 06/09/2016 | Claimant(s): Michael Caprario Claimant Lawyers(s): Michael Caprario Respondent(s): Dain StokesL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Robert J. Ambrogi Hearing Site: Manchester, NH | | Expungement |