07-02470 | 03/04/2008 | Claimant(s): FE & Janet A. White Revocable Living Claimant Lawyers(s): Frederic Enoch White Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Sean B. Meehan Arbitrator(s): Linda M. McCoy Hearing Site: San Francisco, CA
| | $25,000 |
07-01059 | 12/17/2007 | Claimant(s): Edward Tamas Claimant Lawyers(s): Edward Francis Tamas Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Richard A. Karoly Arbitrator(s): Frank W. Virgin, Deborah A. Jackson, Jacalyn R. Murray Hearing Site: Atlanta, GA
| | $0 |
06-03882 | 11/30/2007 | Claimant(s): Francis Filosa Claimant Lawyers(s): Francis R. Filosa Respondent(s): Alan Avedissian, Charles Schwab & Co.. Respondent Lawyers(s): Sean B. Meehan Arbitrator(s): CathyLyn Rossi, William Marlin Turner, Brent J. Rosenbaum Hearing Site: Los Angeles, CA
| | $0 |
03-02127 | 11/02/2007 | Claimant(s): William F. Garland Claimant Lawyers(s): James Jay Seltzer Respondent(s): Dale Low, Eric Salz, Charles Schwab & Co.., Samuel Berger, SDR Capital Management. Respondent Lawyers(s): Brian A. Carlis, Richard A. Karoly Arbitrator(s): Sterling N. Frost, Peter Kassel, Bradley C. Mitchell Hearing Site: San Francisco, CA
| | Stipulated Award and Expungement |
03-04728 | 09/07/2007 | Claimant(s): Amin Merchant, Apex Trading House Claimant Lawyers(s): Timothy A. Canning Respondent(s): Edward So, Charles Schwab & Co.., Prudential Equity Group Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Jarrott T. Miller, Richard L. Rubin, Mario Henry Barsotti Hearing Site: San Francisco, CA
| | $0 |