| 10-00267 | 12/08/2010 | Claimant(s): Gary Maag
Claimant Lawyers(s): Irwin Stein
Respondent(s): Kimon Peter Daifotis, Charles Schwab & Co.., Randall Merk
Respondent Lawyers(s): Michael T. West
Arbitrator(s): David W. Dresnick
Hearing Site: Los Angeles, CA
|  | Expungement |
| 09-00387 | 11/24/2010 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Richard A. Karoly
Respondent(s): Trevor Templar
Respondent Lawyers(s): Trevor Rodrigues Templar
Arbitrator(s): Dean J. Dietrich, Stanford G. Hirata, Edwin C. Shiver
Hearing Site: San Francisco, CA
| | $0 |
| 09-06878 | 11/17/2010 | Claimant(s): Bruce Firestone
Claimant Lawyers(s): Bruce M. Firestone
Respondent(s): Charles Schwab, Evelyn Dilsaver, George Pereira, Kimon Peter Daifotis, Charles Schwab & Co.., Randall Merk
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA
| | Expungement |
| 10-02072 | 11/17/2010 | Claimant(s): Fae Gedz, The Fae Gedz Trust Revocable U/A
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
| | $2,925 |
| 09-00499 | 11/15/2010 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Richard A. Karoly
Respondent(s): Kristin Koo
Respondent Lawyers(s): Kristin H. Koo
Arbitrator(s): Gerald Scher, C. Gregory Ellison, Barbara B. Franklin
Hearing Site: Washington, DC
| | $0 |
| 08-03023 | 11/12/2010 | Claimant(s): Edgar Clark, Edgar T. Clark Charles Schwab & Co Inc.
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Elizabeth A. Copley, David Nielsen, Marc S. Joseph
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-00266 | 11/10/2010 | Claimant(s): Sara Reed
Claimant Lawyers(s): Irwin Stein
Respondent(s): Kimon Daifotis, Charles Schwab & Co.., Randall Merk
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): James N. D'Orso
Hearing Site: San Francisco, CA
| | Expungement |
| 09-04441 | 11/10/2010 | Claimant(s): Ann Harris
Claimant Lawyers(s): Irwin Stein
Respondent(s): Adam McCausland, Charles Schwab & Co.., Terrance Turpin
Respondent Lawyers(s): Amanda A. Kill
Arbitrator(s): John A. Hubbard, Matthew W. Schlegel, William P. Thorpe
Hearing Site: Detroit, MI
| | $300 |
| 09-02053 | 11/04/2010 | Claimant(s): Thermo Dynamics Inc.
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Ben Suter
Arbitrator(s): Katherine M. Harmeyer, Ralph H. Martin, Deana S. Peck
Hearing Site: Phoenix, AZ
| | $0 |
| 10-00514 | 11/02/2010 | Claimant(s): Molly Mendelsohn, Molly Mendelsohn Trust
Claimant Lawyers(s): Marc A. Wites
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): Charles Hoffman, Stanley M. Goldberg, Alfred L. Simon
Hearing Site: Boca Raton, FL
| | Expungement |
