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FINRA Awards for Barbara B. Franklin

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0049911/15/2010Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Richard A. Karoly
Respondent(s): Kristin Koo
Respondent Lawyers(s): Kristin H. Koo
Arbitrator(s): Gerald Scher, C. Gregory Ellison, Barbara B. Franklin
Hearing Site: Washington, DC
Checkmark Icon$0
07-0240407/16/2008Claimant(s): Waddell & Reed
Claimant Lawyers(s): Matthew R. Stammel
Respondent(s): A. Waddell
Respondent Lawyers(s): James A. Batson
Arbitrator(s): Bonnie K. Wachtel, Gerald Charnoff, Barbara B. Franklin
Hearing Site: Washington, DC

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