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FINRA Awards for A. Waddell

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0240407/16/2008Claimant(s): Waddell & Reed
Claimant Lawyers(s): Matthew R. Stammel
Respondent(s): A. Waddell
Respondent Lawyers(s): James A. Batson
Arbitrator(s): Bonnie K. Wachtel, Gerald Charnoff, Barbara B. Franklin
Hearing Site: Washington, DC

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