Potomac Analytics' Logo

FINRA Awards for Dineo Coleman Gary

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0177811/17/2023Claimant(s): Virginia Gatlin, V. Gatlin, Ind. Exec. Glen Gatlin Estate
Claimant Lawyers(s): William L. Kirkman
Respondent(s): Glen Gatlin, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David M. Pyke, Ellen Sessions
Arbitrator(s): Dineo Coleman Gary, Michael Wayne Johnston, Juanita Harris
Hearing Site: Dallas, TX
Checkmark Icon$0
20-0326809/13/2023Claimant(s): Alistair Capital Management, Alistair Capital Fund, Alistair Capital Partners
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Tammy L. Roy
Arbitrator(s): Dineo Coleman Gary, Mary Elizabeth Skelnik, Demetria Charissee Howard
Hearing Site: Dallas, TX
Checkmark Icon$0
21-0069603/10/2023Claimant(s): Anthony Prisco, Morgan Prisco
Claimant Lawyers(s): Rachel L Williams
Respondent(s): Edward Jones, Lindsay Strange
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Dineo Coleman Gary, James W. Kerr, Diego Jesus Pena
Hearing Site: Dallas, TX
Checkmark IconExpungement
22-0058201/26/2023Claimant(s): Larry CarlockTen Com, Nancy Carlock Ten Com, Osmo Hautanen, Russell Graham, Beverly Bunting, Dewayne Perry, Edware & Debra Hare Ten Com, Faith Perry, James & Patricia H. Eccles JTWROS, Richard Sturlese, Theodore Bunting, William Flores, Jr & Mary Flores JTWROS, Doctors Diagnostics Imaging PA, Richard & Linda Sturlese 1992 Family Tru
Claimant Lawyers(s): Charles E. Scarlett, Donald L. Ferguson
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): Robert J. Gregory, Dineo Coleman Gary, Roger Dale Taylor
Hearing Site: Dallas, TX
Checkmark Icon$0
19-0112403/24/2020Claimant(s): Cristina Quiles Santos, Mariano Betancourt Figueroa
Claimant Lawyers(s): Juan C. Blasini Gonzalez
Respondent(s): Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez Freire
Arbitrator(s): Dineo Coleman Gary
Hearing Site: San Juan, PR
Checkmark Icon$37,600
18-0310808/15/2019Claimant(s): Edwin Mendez Mendez
Claimant Lawyers(s): Juan C. Blasini Gonzalez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Paula A. Gonzalez-Montalvo
Arbitrator(s): Dineo Coleman Gary
Hearing Site: San Juan, PR
Checkmark Icon$40,817
17-0061202/28/2019Claimant(s): Sandi Hamm
Claimant Lawyers(s): Kerry L. Pedigo
Respondent(s): Erick Kuebler, J.P. Morgan Securities
Respondent Lawyers(s): Matthew Baum, Terry R. Weiss
Arbitrator(s): Todd R. Gough, Dineo Coleman Gary, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
Checkmark Icon$114,561
17-0111712/06/2017Claimant(s): Jeremy Bardin
Claimant Lawyers(s): James G. Lundy
Respondent(s): Gainsco Inc., MGA Insurance Company Inc.
Respondent Lawyers(s): Drew Nachowiak
Arbitrator(s): Dineo Coleman Gary, Joseph Neal Richardson, Charles Robert Elhoff
Hearing Site: Dallas, TX
Checkmark IconExpungement
12-0130607/25/2013Claimant(s): Bevrose Investments LP, Emmrose Investments LP, LNR Investments LP, Penrose Investments LP
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): Harry J Saginaw, James Douglas Haigh, Dineo Coleman Gary
Hearing Site: Dallas, TX
Checkmark Icon$75,000
12-0243407/12/2013Claimant(s): Elizabeth Gandy, Steven Burrus
Claimant Lawyers(s): Bryan D. Perkins
Respondent(s): USAA Federal Savings Bank, USAA Investment Management Company
Respondent Lawyers(s): Theodore Schultz
Arbitrator(s): Robert J. Gregory, Dineo Coleman Gary, Joseph Neal Richardson
Hearing Site: Dallas, TX
Checkmark Icon$0

12 Results

Display: