| 14-02185 | 02/21/2019 | Claimant(s): Amir Hemmat, Christine Hirata, Clyde Hirata, Kyle Jung, Leon Mezistrano, Selma Hemmat, Sylvia Mezistrano, SY&L, Larry Jung, as Trustee of the Robert and
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): WMS Financial Planners.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Elizabeth Anne Moreno, John W. Garman, Peter J Cohen
Hearing Site: Los Angeles, CA
|  | Expungement |
| 13-01600 | 11/16/2016 | Claimant(s): Chakorn Phisuthikul, Marilyn Heinemann
Claimant Lawyers(s): Joshua Sisam
Respondent(s): Philip Pizelo, William Swayne, Pacific West Securities., WMS Financial Planners.
Respondent Lawyers(s): John W. Stenson, Philip A. Pizelo, Philip Anthony Pizelo, William Madison Swayne
Arbitrator(s): Elwood C. Avery, Linda A. Cotton, Ann Sattler
Hearing Site: Seattle, WA
| | $1,199,900 |
| 11-00230 | 03/06/2012 | Claimant(s): Joseph Lightfoot, Marilyn Lightfoot, Lightfoot Living Trust
Claimant Lawyers(s): Chris R. Youtz
Respondent(s): Joshua Swayne, William Swayne, Pacific West Financial Group, Pacific West Securities., WMS Financial LLC, WMS Financial Planners.
Respondent Lawyers(s): Chance A.E. Hodges
Arbitrator(s): William J. Bender, Peter R. Day, Clydia Jean Cuykendall
Hearing Site: Seattle, WA
| | $2,063,800 |
