| 09-05246 | 01/11/2011 | Claimant(s): FTB, GC&KB Investments.
Claimant Lawyers(s): Stephen D. Marx
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas A. Roberts
Arbitrator(s): Robert H. Putnam, Frederick S. Duncan, Mario Alberto Arteaga
Hearing Site: New Orleans, LA
|  | $85,507 |
| 07-03118 | 11/17/2008 | Claimant(s): TRB Family Partners, LTD, Tom Boltz MP
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Lawrence Rule, Morgan Keegan & Company.
Respondent Lawyers(s): Alan J. Foxman, Thomas A. Roberts
Arbitrator(s): Laila Asmar Folk, David L. Giertz, Emanuel Goren
Hearing Site: Boca Raton, FL
| | $0 |
| 06-04970 | 02/27/2008 | Claimant(s): Jerry Brown and Pat Brown, Lonnie and Nettie Brown
Claimant Lawyers(s): Glen Scott Love
Respondent(s): Citigroup Global Markets., Patrick Holt
Respondent Lawyers(s): Patrick T. Holt, Thomas A. Roberts
Arbitrator(s): Ron C. Christner, Charles K Reasonover, James Clyde Wainwright
Hearing Site: New Orleans, LA
| | $0 |
| 04-00499 | 12/11/2007 | Claimant(s): Gene and Lynn Gautreaux
Claimant Lawyers(s): Robert V. McAnelly
Respondent(s): Elizabeth Hough, Frances Schwehr, Citigroup Global Markets., Nancy Mangham, Rickey Major
Respondent Lawyers(s): Richard F. Zimmerman, Thomas A. Roberts, Travis B. Wilkinson
Arbitrator(s): William Paul Bryan, Diane B. Elkins
Hearing Site: New Orleans, LA
| | Expungement |
| 06-02913 | 11/27/2007 | Claimant(s): Darrell W. and Diana M. Williams
Claimant Lawyers(s): Mark T. Womack
Respondent(s): Ameriprise Financial Services., Stephen Hamilton, IDS Life Insurance Company
Respondent Lawyers(s): Thomas A. Roberts
Arbitrator(s): Thomas H. Griffin, W. Merrill Glasgow, Alan M. Holzberg
Hearing Site: Houston, TX
| | $0 |
