Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-00343 | 08/19/2016 | Claimant(s): Richard D. Wieboldt & Linda D. Wieboldt Claimant Lawyers(s): Scott Greco Respondent(s): Dawn Bennett, Western International Securities. Respondent Lawyers(s): David E. Robbins Arbitrator(s): Janet Stern Solomon, Arthur J. Salzberg, Judith B. Ittig Hearing Site: Washington, DC |  | Expungement |
| 13-00475 | 11/01/2013 | Claimant(s): Juan Ona Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Jordan D. Maglich Arbitrator(s): Emily Eiselman Hunter, Judith B. Ittig, Gerald B. Marcovsky Hearing Site: Washington, DC | | Dismissed by Rule 12206 |
| 09-04569 | 11/05/2010 | Claimant(s): Lillian Ulissey, Lillian Ulissey Trust dtd 6/22/07 Claimant Lawyers(s): Edward B. Lowry Respondent(s): Valentino Taddei, Edelman Financial Services Respondent Lawyers(s): Andrew R. Harvin Arbitrator(s): Maurice R. Dunie, Stephanie Wagner Ketchum, Judith B. Ittig Hearing Site: Washington, DC | | $0 |