Potomac Analytics' Logo

FINRA Awards for Lisa M. Krimen

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0145504/30/2024Claimant(s): Raymond Paller
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie Holder
Arbitrator(s): Mark L Miller, Susan M. Coleman, Lisa M. Krimen
Hearing Site: Chicago, IL
Checkmark Icon$0
21-0000208/18/2022Claimant(s): Michael Gutt
Claimant Lawyers(s): John M. O'Toole
Respondent(s): Ameriprise Financial Services., Steven Sterchele
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Ray J. Grzebielski, Howard T. Goffen, Lisa M. Krimen
Hearing Site: Chicago, IL
Checkmark IconExpungement
21-0044107/05/2022Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Issa Dababneh
Respondent Lawyers(s): Issa J. Dababneh
Arbitrator(s): Lisa M. Krimen
Hearing Site: Chicago, IL
Checkmark Icon$0
17-0011508/10/2017Claimant(s): Harold Kaplan
Claimant Lawyers(s): Steven G Storch
Respondent(s): Legend Securities.
Respondent Lawyers(s): Salvatore C. Caruso
Arbitrator(s): Sanford J. Prizant, Epaminondas Eddie Manelis, Lisa M. Krimen
Hearing Site: Chicago, IL
Checkmark Icon$0

4 Results

Display: