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FINRA Awards for Lisa M. Krimen

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0018007/18/2023Claimant(s): Joshua Betancourt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Sierra Gray
Arbitrator(s): Lisa M. Krimen
Hearing Site: Chicago, IL
18-0217912/11/2019Claimant(s): Mark Munizzi
Claimant Lawyers(s): Steven P Gomberg
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Donald M. Thompson, Craig D. Cook, Lisa M. Krimen
Hearing Site: Chicago, IL

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