FINRA Awards for Nelson S. Ebaugh

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-01232	02/02/2021	Claimant(s): Monte G'Sell, Monte Land G'Sell Revocable Living Trust Claimant Lawyers(s): Nelson S. Ebaugh Respondent(s): Thomas Badgett, TradingBlock Respondent Lawyers(s): Martin Schexnayder Arbitrator(s): Sherry R. Wetsch, Maryanne M. Esser, Thomas Deon Warner Hearing Site: Houston, TX		$147,642
17-01985	12/21/2018	Claimant(s): Sally Reagan Claimant Lawyers(s): Nelson S. Ebaugh Respondent(s): Morgan Stanley, Ganesh Iyer Respondent Lawyers(s): Crystal Robles, Nicholas N. George Arbitrator(s): Daniel J. Pagnano, Christine L. Stetson, Maryanne M. Esser Hearing Site: Houston, TX		$54,954
14-00793	04/01/2015	Claimant(s): Armin Jezari Claimant Lawyers(s): Nelson S. Ebaugh Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John E. Bersin Arbitrator(s): Sherry R. Wetsch, Joshua D. Wallach, Michael Louis Goldstone Hearing Site: Houston, TX		$0
08-03931	10/06/2009	Claimant(s): Edie Dooley Claimant Lawyers(s): Nelson S. Ebaugh Respondent(s): Wachovia Securities, Justin McLaughlin Respondent Lawyers(s): Peter B. King Arbitrator(s): Steven M. Greenbaum, Lawrence S. Silver, Will Murphy Hearing Site: Ft. Lauderdale, FL		$0