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FINRA Awards for Lawrence E. Fenster

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0070903/29/2017Claimant(s): Luis Cummings-Carrero, Caribbean Anesthesia Society
Claimant Lawyers(s): Eric Quetglas-Jordan, Luis E. Minana
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Jaime E. Toro- Monserrate, Lawrence E. Fenster
Arbitrator(s): Richard E. Lauziere, James Sean Healey, Robert Lawrence Ostrov
Hearing Site: San Juan, PR
Checkmark Icon$4,423,180
14-0096602/19/2016Claimant(s): The Estate of Gabriel J. Cadenas
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Lawrence E. Fenster, Roberto Quinones
Arbitrator(s): Charles Hoffman, Marie G. Peterson, Brian P. Jakes
Hearing Site: San Juan, PR
Checkmark Icon$0
10-0396808/07/2015Claimant(s): Renata Charfoos, Renata J. Charfoos Rev. Living Trust
Claimant Lawyers(s): Christopher D. Pixley
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lawrence E. Fenster
Arbitrator(s): Corby A. Kiss, James L. Karpen, Jack L. Somers
Hearing Site: Detroit, MI
Checkmark IconExpungement

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