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FINRA Awards for Brett A. Rogers

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0097803/29/2018Claimant(s): Sherry Turner
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brett A. Rogers
Arbitrator(s): Gary M. Landau, Richard J. Kaplan, Steven E. Eisenberg
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
12-0090611/14/2013Claimant(s): Anthony Magrino, Robin Kratman, Thomas Buchanan
Claimant Lawyers(s): Andrew V. Tramont
Respondent(s): Jan Scher, PFS Investments.
Respondent Lawyers(s): Brett A. Rogers
Arbitrator(s): Steven N. Ainbinder, Charles Hoffman, Mauricio Arcadier
Hearing Site: Miami, FL
Checkmark Icon$0
11-0210410/08/2013Claimant(s): Laylianny and Juan Daniel Otero-Ortiz Tr
Claimant Lawyers(s): Alfredo Castellanos
Respondent(s): Nilsa Ortiz-Alvarado, PFS Investments Inc.
Respondent Lawyers(s): Alfredo Castellanos, Brett A. Rogers
Arbitrator(s): Bernard A. Becker, S. William Gersten, Richard J. Kaplan
Hearing Site: San Juan, PR
Checkmark Icon$0
12-0008507/08/2013Claimant(s): Valerie Ward
Claimant Lawyers(s): Andrew V. Tramont
Respondent(s): Luis Scott, PFS Investments Inc.
Respondent Lawyers(s): Brett A. Rogers, Mark F. Raymond
Arbitrator(s): Martin A. Feigenbaum, Elena G. Rodriguez, Joseph Michael Matthews
Hearing Site: Miami, FL
Checkmark Icon$0

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