FINRA Awards for Michael R. Gaico

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-01612	08/15/2017	Claimant(s): Patricia Bohanon Claimant Lawyers(s): Steven D. Toskes Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Michael R. Gaico Arbitrator(s): Jim Geiger, Lawrence W. Arness, Mark Christian Travis Hearing Site: Louisville, KY		Expungement
12-04134	08/12/2013	Claimant(s): Gisela Gresitza Claimant Lawyers(s): Patrick Gaffney Respondent(s): Richard DiTaranto, SII Investments. Respondent Lawyers(s): Michael R. Gaico Arbitrator(s): S. Charles Tabak Hearing Site: Newark, NJ		$10,300
11-02737	11/27/2012	Claimant(s): Frances Straccia, Mary Lambert, Ronald Ferrante, Angela Straccia, Mark Straccia, Anne Ferrante, Lambert Family Trust, Mary Beth Lambert Revocable Trust dated, Thomas Lambert QTIP Marital Trust Claimant Lawyers(s): Steven N. Fuller Respondent(s): Addess Realty, Ceros Financial Services., RedBlack LLC Respondent Lawyers(s): Cliff G. Anderson, Michael R. Gaico Arbitrator(s): William H. McCarter, Jane Venckus Zirlis, W. Wright Danenbarger Hearing Site: Manchester, NH		$1,813,200