FINRA Awards for Dennis J. Capriglione

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Displaying 61-65 out of 65 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
07-01583	03/26/2008	Claimant(s): Harold F. Davis, IRA, Davis Family Trust Claimant Lawyers(s): Harold F. Davis Respondent(s): Hayes Burleson, A.G. Edwards & Sons. Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Lynne T. Albert, Landrum H. Henderson, James F. Major Hearing Site: Charlotte, NC		$87,600
06-03130	12/21/2007	Claimant(s): William Burke Claimant Lawyers(s): Donald G. McGrath Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Eugene M. Setel, Keith A. Maier, Kathleen Fay Smith Hearing Site: Buffalo, NY		$0
07-01366	11/28/2007	Claimant(s): Michael Smith Claimant Lawyers(s): Michael J. Smith Respondent(s): A.G. Edwards & Sons., Wayne Watson Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): James A. Hayes Hearing Site: Kansas City, MO		$75
06-05082	10/22/2007	Claimant(s): Anne Snyder Claimant Lawyers(s): Ronald H. Jarashow Respondent(s): A.G. Edwards & Sons., Robert Hopkins Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Nelson I. Fishman, Lester Louis Adams, Gregory R. Banasz Hearing Site: Baltimore, MD		$0
06-03193	10/02/2007	Claimant(s): Debra Cascardo Claimant Lawyers(s): Debra C. Cascardo Respondent(s): Joseph McNally, Neal Baumann, A.G. Edwards & Sons., Stephen Condon, Thomas Condon, The Condon Group Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Kenneth B. Cutler, Kip C. Lubcke, Marvin H. Ginsky Hearing Site: New York, NY		$0