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FINRA Awards for Irwin Venick

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0138804/24/2020Claimant(s): MTM Nevada Holdings
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Thomas Joseph Atkinson, Louise B. Zeuli, Irwin Venick
Hearing Site: Nashville, TN
Checkmark IconSettlement
17-0007802/08/2019Claimant(s): Sam Freeland
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Gregory D. Hoffmann, A. Ronald Tonks, Irwin Venick
Hearing Site: Nashville, TN
Checkmark Icon$15,000
17-0343901/18/2019Claimant(s): Mike Snow, Nita Snow
Claimant Lawyers(s): Niel Prosser
Respondent(s): Larry Boggs, American Retirement Solutions of Louisia, First Allied Advisory Services., First Allied Securities.
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Denise Morris Hammond, Irwin Venick, James Raybeck
Hearing Site: Nashville, TN
Checkmark Icon$1,488,750

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