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FINRA Awards for Thomas M. Campbell

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0142602/19/2019Claimant(s): Beatrice Welscher, Craig Welscher, Norma Welscher
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Wells Fargo Clearing Services, Richard DeYoung
Respondent Lawyers(s): Edward F. Fernandes
Arbitrator(s): Thomas M. Campbell, Leonard J. Sullivan, Jeff Kilgore
Hearing Site: Houston, TX
Checkmark Icon$786,600
14-0154102/18/2016Claimant(s): Christel Bengoa Lopez
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Gregg M. McCormick
Arbitrator(s): Thomas M. Campbell, Kenneth R. Starr, Lawrence R. Maxwell
Hearing Site: San Juan, PR
Checkmark Icon$1,449,660
10-0035103/21/2011Claimant(s): John Coker
Claimant Lawyers(s): Allen L. Williamson
Respondent(s): Itradedirect.com Corp
Respondent Lawyers(s): Eric Arlt
Arbitrator(s): Thomas M. Campbell, Frances Johnson Wright, Russell H Hairston
Hearing Site: Dallas, TX
Checkmark Icon$446,376

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